Compliance Program Administration
With this service, Graydon Compliance Solutions personnel will work with your firm’s named CCO to help manage and support the firm’s entire compliance program. This service is for those firms keeping the position of CCO within the firm, but who need additional support completing their compliance responsibilities. Graydon Compliance Solutions will assist the CCO with the development and implementation of policies and procedures specifically tailored to meet the needs of your firm, including all of the items detailed below to the extent necessary. For additional questions regarding Graydon Compliance Solutions serving as a compliance program administrator at your firm, please contact us.