Outsourced Chief Compliance Officer (CCO)

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Outsourced Chief Compliance Officer (CCO)

With this service, Graydon Compliance Solutions personnel will serve as the named CCO for your firm. The CCO will assume all risk of the position and will oversee the firm’s entire compliance program, including implementation of policies and procedures specifically tailored to meet the needs of your firm, ongoing monitoring and review, and all compliance training and education. This will also include the development of a compliance calendar and annual review, audit schedule and mock exams, risk assessment, privacy policy, business continuity and disaster recovery plan, advertising review, and completion of all regulatory filings. For additional questions regarding Graydon Compliance Solutions serving as the outsourced CCO of your firm, please contact us.