Ashley Hatt

Ashley Hatt Graydon Compliance Solutions

Ashley Hatt

Compliance Officer
office: 859.578.1099


About Ashley

Ashley joined Graydon Compliance Solutions as a Compliance Officer in November of 2017. Prior to joining Graydon, Ashley specialized in retirement and estates services at Charles Schwab & Co. Inc. where she obtained securities licenses 7, 63, 9 & 10, worked in operations at an SEC regulated RIA, and most recently, served as the senior examiner for the Indiana Secretary of State’s securities division where she examined state regulated RIA firms.

Ashley graduated from Ball State University in 2006 with a Bachelor’s Degree in Telecommunications.